Date authorised
1 April 2013
Companies House
06265105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15th Floor, 33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402079078550
  • Complaints Contact

    15th Floor, 33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402079078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julia Ya-Ching Hsu

    IRN JYH01006

    • CF30 Customer (16 Jan 2009 to 26 Mar 2009)
  • Justin William Atkinson

    IRN JWA01018

    • CF30 Customer (1 Jan 2009 to 11 Feb 2011)
  • Keith Peter Clinker

    IRN KPC01039

    • [FCA CF] Client dealing (20 Sep 2021 to 28 Dec 2021)
  • Kunal Bhagat

    IRN KXB01464

    • CF30 Customer (22 Oct 2009 to 11 Feb 2011)
  • Mahmoud Samy Mohamed Aly Al Sayed

    IRN MSA01100

    • CF2 Non Executive Director (28 Aug 2008 to 7 Feb 2011)
  • Massimo Acquaviva

    IRN MXA01253

    • CF30 Customer (1 May 2009 to 30 Jun 2017)
  • Miyan Mansur-Ul Mannan

    IRN MMM01050

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF1 Director (7 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2011 to 8 Dec 2019)
  • Mohamed Vishan

    IRN MXV01225

    • CF30 Customer (7 Mar 2011 to 8 Dec 2019)
  • Munir Dean

    IRN MXD01205

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Nicholas Robert Robinson

    IRN NRR01018

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.