Penta Capital LLP

• Principal Place of Business

  1st Floor

  300 Bath Street

  Glasgow

  Lanarkshire

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401415727300

  Web

  https://www.pentacapital.com

• Complaints Contact

  1st Floor

  300 Bath Street

  Glasgow

  Lanarkshire

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401415727300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Penta Partner Limited

  IRN XXP01144

  • CF4 Partner (17 Oct 2011 to 2 Dec 2019)
• Andrew George Todd

  IRN AGT01073

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Anthony Michael Ackers

  IRN AMA01243

  • [FCA CF] Client dealing (since 1 May 2023)
• Charles Leland Schrager von Altishofen

  IRN CLS01043

  • SMF27 Partner (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (23 Feb 2009 to 8 Dec 2019)
  • CF4 Partner (23 Feb 2009 to 8 Dec 2019)
• David George Calder

  IRN DGC01036

  • CF4 Partner (4 Nov 2008 to 2 Dec 2019)
  • CF3 Chief Executive (4 Nov 2008 to 31 Mar 2019)
  • CF8 Apportionment and Oversight (4 Nov 2008 to 31 Mar 2009)
  • CF30 Customer (4 Nov 2008 to 8 Dec 2019)
• Jason Harvie

  IRN JXH02513

  • [FCA CF] Client dealing (since 6 Sep 2021)
• John Christian William Kent

  IRN JCK01021

  • CF2 Non Executive Director (14 Apr 2009 to 28 Nov 2014)
• Marija Lasauskaite

  IRN MXL02150

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
• Martin Brian Hughes

  IRN MBH01013

  • CF30 Customer (18 Oct 2012 to 8 Dec 2019)
• Martin James McKay

  IRN MJM01418

  • CF2 Non Executive Director (10 May 2011 to 8 Dec 2019)

No changes recorded yet.