Nicholas Eli Joseph

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited
FRN 146665
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
STATE STREET UNIT TRUST MANAGEMENT LIMITED
FRN 154639
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
State Street Bank and Trust Company
FRN 170462
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
State Street Trustees Limited
FRN 186237
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
State Street Global Markets International Limited
FRN 194525
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
MANAGED PENSION FUNDS LIMITED
FRN 221340
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
GE Vernova Financial Services Limited (no longer approved here)
FRN 194522
- CF1 Director (22 Feb 2017 to 31 Dec 2017)
- CF11 Money Laundering Reporting (28 Aug 2015 to 4 Dec 2017)
- CF10 Compliance Oversight (28 Aug 2015 to 21 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.