Neil Stuart Ross Grant

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crypto Facilities Ltd (no longer approved here)

    FRN 757895

    • SMF16 Compliance Oversight (5 Oct 2021 to 30 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2021 to 30 Sep 2023)
  • B2C2 OTC Ltd (no longer approved here)

    FRN 810834

    • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jun 2021)
    • CF1 Director (30 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jan 2019 to 8 Dec 2019)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • CF10a CASS Oversight function (10 Mar 2015 to 8 Jul 2016)
    • CF11 Money Laundering Reporting (31 Jul 2013 to 10 Nov 2017)
    • CF10 Compliance Oversight (31 Jul 2013 to 10 Nov 2017)
  • GMG Brokers Ltd (no longer approved here)

    FRN 497432

    • CF10 Compliance Oversight (13 May 2010 to 10 Feb 2012)
    • CF11 Money Laundering Reporting (13 May 2010 to 10 Feb 2012)
    • CF29 Significant management (13 May 2010 to 10 Feb 2012)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF26 Customer Trading (25 Jul 2002 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.