GMG Brokers Ltd

Date authorised
1 April 2013
Companies House
06775037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House, 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442038737494
    Web
    https://www.gmg-brokers.com

  • Complaints Contact

    G M G Brokers Ltd
    Augustine House 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANA LONCAR

    IRN AXL02254

    • [FCA CF] Client dealing (22 Feb 2021 to 8 Mar 2022)
  • ANTON MOROZOV

    IRN AXM00689

    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 8 Mar 2022)
    • [FCA CF] Client dealing (22 Jan 2020 to 8 Mar 2022)
  • Alessandro Tome

    IRN AXT01146

    • CF3 Chief Executive (5 May 2010 to 29 Mar 2013)
    • CF1 Director (8 Apr 2010 to 29 Mar 2013)
    • CF30 Customer (8 Apr 2010 to 29 Mar 2013)
  • Alexander Kissel

    IRN AXK02532

    • [FCA CF] Client dealing (since 6 Jan 2025)
  • Alexander legge-beale

    IRN AXL00250

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • Alexis Dimitris Pantazis

    IRN ADP01064

    • CF30 Customer (19 Jun 2009 to 20 Oct 2009)
  • Alfie Kimble

    IRN AXK00275

    • [FCA CF] Client dealing (since 15 Oct 2024)
  • Ali Sami Hallak

    IRN ASH01113

    • CF30 Customer (17 Mar 2014 to 17 Oct 2014)
  • Ali Volkan Aksu

    IRN AVA01016

    • [FCA CF] Client dealing (since 2 Jan 2025)
  • Ali Ziad Tarik Aukati

    IRN AZA01007

    • CF30 Customer (15 Aug 2011 to 30 Aug 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ana Loncar (no longer appointed)

    FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022

  • EVGENI RUDMAN (no longer appointed)

    FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022

  • Anton Morozov (no longer appointed)

    FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022

  • LEAP Energy Ltd (no longer appointed)

    FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013

  • GETAMAX Ltd (no longer appointed)

    FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012

  • Wall Consulting Ltd (no longer appointed)

    FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.