GMG Brokers Ltd

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FRN: 497432
Date authorised: 1 April 2013
Companies House: 06775037
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Augustine House, 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+442038737494

Web

https://www.gmg-brokers.com
Complaints Contact

G M G Brokers Ltd

Augustine House 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Annijamila Bonita Qvist Jensen
IRN ABJ01023
- CF30 Customer (19 Aug 2010 to 16 Aug 2011)
Antoine Felix Julien Duigou
IRN AFD01039
- CF30 Customer (20 Jan 2012 to 2 Apr 2012)
Arian Aghamardi
IRN AXA00897
- [FCA CF] Manager of certification employee (since 19 Feb 2024)
- [FCA CF] Client dealing (since 19 Aug 2023)
Arun Mark Vijay Nayar
IRN AMN01048
- CF1 Director (11 May 2010 to 29 Mar 2013)
Barbara Gross
IRN BXG00251
- [FCA CF] Client dealing (since 13 May 2024)
Bendhiba Boudraf
IRN BXB01455
- CF30 Customer (29 Mar 2012 to 17 Nov 2012)
Benjamin Chtromberg
IRN BXC01451
- CF30 Customer (23 Nov 2010 to 13 Aug 2013)
Brett Townsend
IRN BXT01063
- CF30 Customer (22 Aug 2013 to 10 Dec 2013)
Clive Brian Freeman
IRN CXF01088
- CF30 Customer (12 Jul 2011 to 17 Aug 2012)
Craig Wall
IRN CXW01193
- CF30 Customer (4 Jul 2011 to 13 Feb 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ana Loncar (no longer appointed)
FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022
EVGENI RUDMAN (no longer appointed)
FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022
Anton Morozov (no longer appointed)
FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022
LEAP Energy Ltd (no longer appointed)
FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013
GETAMAX Ltd (no longer appointed)
FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012
Wall Consulting Ltd (no longer appointed)
FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.