GMG Brokers Ltd

Date authorised
1 April 2013
Companies House
06775037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House, 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442038737494
    Web
    https://www.gmg-brokers.com

  • Complaints Contact

    G M G Brokers Ltd
    Augustine House 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Hailes

    IRN DXH01332

    • CF30 Customer (22 Nov 2011 to 3 May 2012)
  • Danielle Donaldson

    IRN DXD01626

    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Feb 2021)
    • CF10 Compliance Oversight (24 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
    • CF1 Director (7 Feb 2018 to 8 Dec 2019)
  • David Edward Newsum

    IRN DXN00144

    • [FCA CF] Client dealing (12 Apr 2023 to 15 Apr 2024)
  • David Jon Murray

    IRN DJM01553

    • CF30 Customer (19 Oct 2015 to 21 Mar 2019)
  • David Michael Alan Prowse

    IRN DMP01091

    • CF11 Money Laundering Reporting (23 Feb 2012 to 28 Nov 2012)
    • CF10 Compliance Oversight (23 Feb 2012 to 28 Nov 2012)
  • David Robert Barker

    IRN DRB01084

    • CF30 Customer (29 Sep 2014 to 27 Feb 2015)
  • Denis Collot

    IRN DXC01441

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Disha Srivastava

    IRN DXS01080

    • [FCA CF] Client dealing (since 20 Nov 2024)
  • Dominic Adam Simler

    IRN DXS01898

    • CF30 Customer (29 Mar 2012 to 15 Oct 2012)
  • Doskar Karel

    IRN DXK00373

    • [FCA CF] Client dealing (since 27 May 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ana Loncar (no longer appointed)

    FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022

  • EVGENI RUDMAN (no longer appointed)

    FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022

  • Anton Morozov (no longer appointed)

    FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022

  • LEAP Energy Ltd (no longer appointed)

    FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013

  • GETAMAX Ltd (no longer appointed)

    FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012

  • Wall Consulting Ltd (no longer appointed)

    FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.