GMG Brokers Ltd

Date authorised
1 April 2013
Companies House
06775037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House, 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442038737494
    Web
    https://www.gmg-brokers.com

  • Complaints Contact

    G M G Brokers Ltd
    Augustine House 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edmond Nachef

    IRN EXN00100

    • [FCA CF] Client dealing (since 28 Mar 2025)
  • Eleonora Ugge

    IRN EXU01022

    • CF30 Customer (3 Feb 2012 to 30 Nov 2012)
  • Elvira Kovacs

    IRN EXK01293

    • CF11 Money Laundering Reporting (16 Aug 2013 to 31 Mar 2015)
    • CF10 Compliance Oversight (16 Aug 2013 to 31 Mar 2015)
    • CF1 Director (1 Jul 2013 to 31 Mar 2015)
  • Eric Billon

    IRN EXB01215

    • CF11 Money Laundering Reporting (7 Jul 2016 to 25 Jan 2018)
    • CF1 Director (7 Jul 2016 to 25 Jan 2018)
    • CF10 Compliance Oversight (29 Apr 2015 to 25 Apr 2016)
    • CF30 Customer (27 Feb 2012 to 3 May 2013)
  • Evgeni Rudman

    IRN EXR01218

    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 9 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2022)
  • FERGUS MARSHALL

    IRN FXM01764

    • [FCA CF] Client dealing (19 Aug 2023 to 8 Sep 2023)
  • Filipe Worsdell Dellinger

    IRN FWD01008

    • CF30 Customer (1 Sep 2011 to 18 Jul 2018)
  • Frederic Andre Christian Francois

    IRN FAF00004

    • CF30 Customer (14 Apr 2010 to 28 Oct 2010)
  • GEORGE HENRY TSAPPIS

    IRN GXT00117

    • [FCA CF] Client dealing (20 Jul 2023 to 8 Sep 2023)
  • Gabriel Gustavo Garcia

    IRN GGG01017

    • CF30 Customer (10 Sep 2012 to 9 Jun 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ana Loncar (no longer appointed)

    FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022

  • EVGENI RUDMAN (no longer appointed)

    FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022

  • Anton Morozov (no longer appointed)

    FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022

  • LEAP Energy Ltd (no longer appointed)

    FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013

  • GETAMAX Ltd (no longer appointed)

    FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012

  • Wall Consulting Ltd (no longer appointed)

    FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.