GMG Brokers Ltd

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FRN: 497432
Date authorised: 1 April 2013
Companies House: 06775037
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Augustine House, 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+442038737494

Web

https://www.gmg-brokers.com
Complaints Contact

G M G Brokers Ltd

Augustine House 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gabriel Yossi Teboul
IRN GYT01004
- CF30 Customer (13 Apr 2010 to 3 Dec 2010)
Gizem Aydemir
IRN GXA01302
- CF30 Customer (2 Mar 2011 to 13 Oct 2011)
Glen Opoku
IRN GXO01202
- [FCA CF] Client dealing (since 18 Jan 2024)
Gregoire Jean Herve Louis
IRN GXL01445
- CF30 Customer (5 Sep 2011 to 10 Oct 2012)
Guillain Carpentier
IRN GXC01617
- CF30 Customer (26 Jun 2009 to 26 Jun 2013)
Hoi Ming Edmund Lo
IRN HML01046
- CF30 Customer (9 Jan 2012 to 29 Feb 2012)
Ivan Bodiulkov
IRN IXB00175
- [FCA CF] Client dealing (since 12 Dec 2022)
JELENA LONCAR
IRN JXL02252
- SMF3 Executive Director (since 23 May 2024)
- [FCA CF] Client dealing (since 22 Mar 2021)
James Nicholas Thrower
IRN JXT00672
- [FCA CF] Client dealing (19 Feb 2024 to 21 Jun 2024)
Jasmine Hatami
IRN JXH01412
- SMF16 Compliance Oversight (since 29 Apr 2021)
- SMF3 Executive Director (since 29 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ana Loncar (no longer appointed)
FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022
EVGENI RUDMAN (no longer appointed)
FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022
Anton Morozov (no longer appointed)
FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022
LEAP Energy Ltd (no longer appointed)
FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013
GETAMAX Ltd (no longer appointed)
FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012
Wall Consulting Ltd (no longer appointed)
FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.