GMG Brokers Ltd

Date authorised
1 April 2013
Companies House
06775037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House, 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442038737494
    Web
    https://www.gmg-brokers.com

  • Complaints Contact

    G M G Brokers Ltd
    Augustine House 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Curtis

    IRN JPC01212

    • [FCA CF] Client dealing (1 Oct 2021 to 5 Apr 2024)
  • Jason Terence John Lyons

    IRN JTL01012

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2021)
  • Jennifer Rosemary Neale

    IRN JRN01045

    • CF30 Customer (5 Dec 2012 to 21 Jan 2013)
  • Jitka Blazaninova

    IRN JXB03789

    • [FCA CF] Client dealing (since 27 May 2024)
  • Jonathan Roger Banks

    IRN JRB01333

    • CF1 Director (5 Apr 2013 to 1 Jul 2013)
    • CF11 Money Laundering Reporting (11 Dec 2012 to 1 Jul 2013)
    • CF10 Compliance Oversight (11 Dec 2012 to 1 Jul 2013)
  • Karima Kaddour

    IRN KXK00385

    • [FCA CF] Client dealing (since 9 Feb 2024)
  • Kate Mary Kemp Attfield

    IRN KXA00358

    • [FCA CF] Client dealing (1 Jul 2024 to 22 Jan 2025)
  • Kevin Michael LoPrimo

    IRN KML01021

    • CF30 Customer (19 Jun 2009 to 3 May 2010)
    • CF10 Compliance Oversight (19 Jun 2009 to 3 May 2010)
    • CF1 Director (19 Jun 2009 to 3 May 2010)
    • CF11 Money Laundering Reporting (19 Jun 2009 to 3 May 2010)
    • CF3 Chief Executive (19 Jun 2009 to 3 May 2010)
  • Kirk Raymond Shimmins

    IRN KXS00523

    • [FCA CF] Client dealing (since 16 Jan 2023)
  • LUKA ZESTIC

    IRN LXZ00010

    • [FCA CF] Client dealing (since 29 Jun 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ana Loncar (no longer appointed)

    FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022

  • EVGENI RUDMAN (no longer appointed)

    FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022

  • Anton Morozov (no longer appointed)

    FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022

  • LEAP Energy Ltd (no longer appointed)

    FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013

  • GETAMAX Ltd (no longer appointed)

    FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012

  • Wall Consulting Ltd (no longer appointed)

    FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.