Kevin Michael LoPrimo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nectar Capital LLP (no longer approved here)
FRN 822292
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2022 to 14 Oct 2022)
- SMF27 Partner (29 Apr 2022 to 14 Oct 2022)
- [FCA CF] Client dealing (5 Aug 2021 to 14 Oct 2022)
Titan Settlement & Custody Ltd (no longer approved here)
FRN 533039
- CF30 Customer (1 Apr 2011 to 19 May 2015)
GMG Brokers Ltd (no longer approved here)
FRN 497432
- CF1 Director (19 Jun 2009 to 3 May 2010)
- CF30 Customer (19 Jun 2009 to 3 May 2010)
- CF10 Compliance Oversight (19 Jun 2009 to 3 May 2010)
- CF11 Money Laundering Reporting (19 Jun 2009 to 3 May 2010)
- CF3 Chief Executive (19 Jun 2009 to 3 May 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.