Date authorised
11 April 2019
Companies House
OC389973
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    36 St. James's Street
    London
    SW1A 1JD
    UNITED KINGDOM
    Phone
    +442034424250
  • Complaints Contact

    5th Floor
    36 St. James's Street
    London
    SW1A 1JD
    UNITED KINGDOM
    Phone
    +442034424250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Chalice International Holdings Limited

    IRN XXC07088

    • SMF27 Partner (9 Dec 2019 to 16 Nov 2021)
    • CF4 Partner (11 Apr 2019 to 8 Dec 2019)
  • Anastasia Rose

    IRN AXR07512

    • CF4 Partner (11 Apr 2019 to 30 Sep 2019)
  • Dirk Walter Urfels

    IRN DXU00010

    • [FCA CF] Client dealing (1 Feb 2023 to 9 Jan 2026)
    • [FCA CF] Material risk taker (1 Dec 2022 to 9 Jan 2026)
  • Erica Gbenedio

    IRN EXG00104

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2023 to 5 Dec 2025)
    • SMF16 Compliance Oversight (16 Feb 2022 to 5 Dec 2025)
    • SMF27 Partner (16 Feb 2022 to 5 Dec 2025)
    • [FCA CF] Client dealing (4 Aug 2021 to 5 Dec 2025)
  • Gaspar Charles Lipszyc

    IRN GXL00320

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • John Charles Lloyd Bowers

    IRN JXB01263

    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Dec 2022)
  • Kevin Michael LoPrimo

    IRN KML01021

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2022 to 14 Oct 2022)
    • SMF27 Partner (29 Apr 2022 to 14 Oct 2022)
    • [FCA CF] Client dealing (5 Aug 2021 to 14 Oct 2022)
  • Maria Wiktoria Skibinska

    IRN MXS05151

    • [FCA CF] Client dealing (16 Sep 2024 to 9 Dec 2025)
  • Martin Oliver James Marston

    IRN MOM01009

    • [FCA CF] Client dealing (5 Aug 2021 to 1 Jan 2024)
    • [FCA CF] Material risk taker (5 Aug 2021 to 1 Jan 2024)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
  • Mohsin Uddin Khan

    IRN MXK00852

    • [FCA CF] Client dealing (since 16 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.