Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMG Brokers Ltd (no longer approved here)

    FRN 497432

    • CF1 Director (7 Jul 2016 to 25 Jan 2018)
    • CF11 Money Laundering Reporting (7 Jul 2016 to 25 Jan 2018)
    • CF10 Compliance Oversight (29 Apr 2015 to 25 Apr 2016)
    • CF30 Customer (27 Feb 2012 to 3 May 2013)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • CF30 Customer (12 Dec 2014 to 24 Jun 2015)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (19 Aug 2010 to 25 Jan 2012)
    • CF26 Customer Trading (12 May 2003 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.