Clive Brian Freeman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (22 Oct 2015 to 21 Jan 2016)
Sigma Broking Limited (no longer approved here)
FRN 485362
- CF30 Customer (2 Jul 2014 to 10 Dec 2014)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (13 Sep 2012 to 6 Dec 2013)
GMG Brokers Ltd (no longer approved here)
FRN 497432
- CF30 Customer (12 Jul 2011 to 17 Aug 2012)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF4 Partner (29 Jul 2005 to 20 Oct 2005)
- CF26 Customer Trading (29 Jul 2005 to 20 Oct 2005)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (30 Jun 2004 to 2 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.