Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMG Brokers Ltd (no longer approved here)

    FRN 497432

    • CF30 Customer (22 Aug 2013 to 10 Dec 2013)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (26 Apr 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (19 Nov 2004 to 9 Feb 2006)
    • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.