Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF28 Systems and controls (29 Apr 2013 to 27 May 2016)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • CF28 Systems and controls (29 Apr 2013 to 27 May 2016)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF1 Director (20 Jan 2012 to 8 Apr 2013)
    • CF10a CASS Oversight function (13 Oct 2011 to 8 Apr 2013)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF10a CASS Oversight function (13 Oct 2011 to 8 Apr 2013)
    • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2009)
    • CF29 Significant management (1 Nov 2007 to 22 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Mar 2006 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (28 Mar 2006 to 31 Oct 2007)
    • CF13 Finance (13 Mar 2006 to 31 Oct 2007)
    • CF1 Director (13 Mar 2006 to 8 Apr 2013)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2009)
    • CF1 Director (13 Mar 2006 to 8 Apr 2013)
    • CF13 Finance (13 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.