Naomi Catherine Friend

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- [FCA CF] Client dealing (9 Nov 2020 to 31 Dec 2025)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- [FCA CF] Client dealing (9 Nov 2020 to 31 Dec 2025)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- [FCA CF] Client dealing (9 Nov 2020 to 31 Dec 2025)
EQ Investors Limited (no longer approved here)
FRN 539422
- CF30 Customer (8 Aug 2019 to 8 Dec 2019)
Cambridge Associates Limited (no longer approved here)
FRN 474331
- CF30 Customer (10 Apr 2008 to 3 Apr 2017)
Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- CF27 Investment Management (27 Nov 2002 to 15 May 2007)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (1 Dec 2001 to 23 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.