Michelle Dodd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2020)
    • CF10 Compliance Oversight (12 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jun 2018 to 8 Dec 2019)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2020)
    • CF11 Money Laundering Reporting (18 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jun 2019 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2020)
    • CF10 Compliance Oversight (12 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jun 2018 to 8 Dec 2019)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • CF30 Customer (18 Oct 2013 to 11 Apr 2014)
  • Womble Bond Dickinson Wealth Limited (no longer approved here)

    FRN 596652

    • CF30 Customer (1 May 2013 to 9 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.