Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 18 Nov 2025)
    • [FCA CF] Client dealing (since 30 Oct 2025)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • [FCA CF] Manager of certification employee (5 Sep 2022 to 22 Oct 2025)
    • [FCA CF] Client dealing (5 Sep 2022 to 22 Oct 2025)
  • ELM CAPITAL ASSOCIATES LIMITED (no longer approved here)

    FRN 401953

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2022)
    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (18 Jan 2011 to 10 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.