ELM CAPITAL ASSOCIATES LIMITED

Date authorised
1 April 2013
Companies House
05131113
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +4402079018940
    Web
    https://www.elmcapital.com

  • Complaints Contact

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +4402079018940

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Achille Scarioni

    IRN AXS04700

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2021)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • Alberto Badino

    IRN AXB03007

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Sep 2012 to 8 Dec 2019)
  • Alessandro-Mario Gatto

    IRN AXG21970

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2022)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • Amy Keen

    IRN AXK00547

    • [FCA CF] Client dealing (since 28 Jun 2022)
  • Bernhard Ellmer

    IRN BXE01136

    • CF30 Customer (1 Oct 2012 to 3 Apr 2018)
  • Chloe Marine Anna Zivi

    IRN CXZ00041

    • [FCA CF] Client dealing (1 Jun 2023 to 22 Oct 2024)
  • Dan Bleasdale

    IRN DJB01677

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2021)
    • CF30 Customer (24 Oct 2019 to 8 Dec 2019)
  • Elpida Chondrou

    IRN EXC01375

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Mar 2014 to 8 Dec 2019)
  • Emanuele Alberto Musso

    IRN EAM01066

    • CF30 Customer (29 Oct 2008 to 8 Dec 2019)
  • Emma Ryden

    IRN EXR00004

    • [FCA CF] Client dealing (10 Jan 2022 to 21 Jul 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.