Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 14 Mar 2022)
  • ELM CAPITAL ASSOCIATES LIMITED (no longer approved here)

    FRN 401953

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2021)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.