Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corrie Bauckham Batts Limited (no longer approved here)

    FRN 311653

    • SMF1 Chief Executive (9 Dec 2019 to 2 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2020)
    • CF3 Chief Executive (19 Oct 2017 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • C.J. COLEMAN & COMPANY LIMITED (no longer approved here)

    FRN 308201

    • CF1 Director (24 Feb 2010 to 14 Oct 2016)
  • Oneglobal Broking Limited (no longer approved here)

    FRN 311657

    • CF3 Chief Executive (14 Jan 2005 to 15 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Mar 2007)
    • CF1 Director (14 Jan 2005 to 15 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Mar 2007)
  • Line Underwriting Limited (no longer approved here)

    FRN 311659

    • CF1 Director (14 Jan 2005 to 15 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Mar 2007)
    • CF3 Chief Executive (14 Jan 2005 to 15 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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