Date authorised
1 April 2013
Companies House
01135419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-4 Idol Lane
    London
    EC3R 5DD
    ENGLAND
    Phone
    +4402074882211
  • Complaints Contact

    2 - 4 Idol Lane
    London
    EC3R 5DD
    ENGLAND
    Phone
    +4402074882211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Jay Kaufman

    IRN AJK01153

    • CF1 Director (AR) (11 Apr 2008 to 6 Jun 2013)
  • Benjamin James Roberts Coleman

    IRN BJC01124

    • SMF9 Chair of the Governing Body (since 28 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (11 Mar 2013 to 17 Jul 2015)
    • CF4 Partner (AR) (3 Aug 2012 to 30 Nov 2012)
    • CF29 Significant management (13 Jan 2010 to 14 Nov 2019)
    • CF1 Director (13 Jan 2010 to 8 Dec 2019)
  • Christopher John Coleman

    IRN CXC01741

    • CF1 Director (17 Feb 2010 to 14 Nov 2019)
  • David John Price

    IRN DJP01289

    • CF1 Director (AR) (11 Apr 2008 to 6 Jun 2013)
  • David Merry

    IRN DNM01030

    • CF4 Partner (AR) (8 Apr 2010 to 15 Mar 2011)
    • CF1 Director (AR) (1 Dec 2006 to 15 Mar 2011)
    • CF3 Chief Executive (25 Jan 2006 to 15 Mar 2011)
    • CF10 Compliance Oversight (25 Jan 2006 to 15 Mar 2011)
    • CF8 Apportionment and Oversight (25 Jan 2006 to 31 Mar 2009)
    • CF1 Director (25 Jan 2006 to 15 Mar 2011)
  • Dominic Patrick Donoghue

    IRN DPD01045

    • CF4 Partner (AR) (3 Apr 2012 to 1 Jun 2012)
    • CF29 Significant management (5 Jul 2011 to 1 Jun 2012)
    • CF1 Director (5 Jul 2011 to 1 Jun 2012)
  • Gavin Richard John Burt

    IRN GRB01111

    • CF1 Director (19 Apr 2006 to 16 Apr 2008)
  • George Edward Murray

    IRN GEM01049

    • CF1 Director (AR) (13 Feb 2006 to 28 Dec 2012)
    • CF3 Chief Executive (14 Jan 2005 to 13 Feb 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 13 Feb 2006)
    • CF1 Director (14 Jan 2005 to 13 Feb 2006)
  • George Michael Sanford Monkland

    IRN GMM01077

    • CF1 Director (AR) (14 Jan 2005 to 1 Dec 2006)
  • Graham John Nash

    IRN GJN01022

    • CF1 Director (14 Jan 2005 to 15 May 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.