Date authorised
1 April 2013
Companies House
01135419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-4 Idol Lane
    London
    EC3R 5DD
    ENGLAND
    Phone
    +4402074882211
  • Complaints Contact

    2 - 4 Idol Lane
    London
    EC3R 5DD
    ENGLAND
    Phone
    +4402074882211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Witherington Spratt

    IRN GWS01058

    • CF4 Partner (AR) (8 Apr 2010 to 30 Nov 2012)
  • Guy David Bullen

    IRN GXB01561

    • CF4 Partner (AR) (8 Apr 2010 to 30 Nov 2012)
  • James Foster

    IRN JXF01398

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (29 Nov 2013 to 17 Jul 2015)
    • CF4 Partner (AR) (28 Jan 2010 to 30 Nov 2012)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • James Robert Simpson

    IRN JRS01202

    • [FCA CF] Significant management (since 1 Nov 2023)
  • John Anthony McCormack

    IRN JAM01297

    • CF4 Partner (AR) (27 Apr 2010 to 30 Nov 2012)
  • Lars Peter Rickard Ahlås

    IRN LPA01010

    • CF1 Director (AR) (27 Feb 2013 to 30 Nov 2014)
    • CF29 Significant management (15 May 2012 to 30 Nov 2014)
    • CF1 Director (15 May 2012 to 30 Nov 2014)
  • Malcolm Charles Cullum

    IRN MCC01104

    • CF1 Director (14 Jan 2005 to 3 May 2005)
  • Mark Christopher Leonard Aspinall

    IRN MCA01044

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (12 Mar 2013 to 17 Jul 2015)
    • CF4 Partner (AR) (11 Jan 2010 to 30 Nov 2012)
    • CF29 Significant management (7 Jan 2010 to 14 Nov 2019)
    • CF3 Chief Executive (7 Jan 2010 to 1 May 2014)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Michael Sydney Wells

    IRN MSW01113

    • CF1 Director (24 Feb 2010 to 14 Oct 2016)
  • Nancy Kim Layton-Cook

    IRN NKL00003

    • CF1 Director (14 Jan 2005 to 15 May 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.