C.J. COLEMAN & COMPANY LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Neil Andrew Bagwell
IRN NAB01111
- CF1 Director (AR) (4 Jul 2011 to 12 Nov 2013)
Paul Michael Collins
IRN PMC01172
- CF29 Significant management (13 Jan 2010 to 22 Dec 2016)
- CF1 Director (8 Jan 2010 to 15 May 2012)
Peter John Large
IRN PJL01167
- CF1 Director (AR) (14 Jan 2005 to 12 Jul 2009)
Richard Joseph Burggraf
IRN RJB01503
- CF1 Director (16 Aug 2010 to 24 Mar 2011)
Toby William Rigden Coleman
IRN TWC01045
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (21 May 2014 to 8 Dec 2019)
- CF1 Director (10 Jul 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Coleman Ambris LLP (no longer appointed)
FRN 515483 · Appointed 1 Jan 2010 · Until 1 Dec 2012
Coleman Legion Limited (no longer appointed)
FRN 480377 · Appointed 14 Mar 2008 · Until 1 Sep 2015
C. J. Coleman Marine Limited (no longer appointed)
FRN 406264 · Appointed 14 Jan 2005 · Until 1 Sep 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.