Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shepherd Compello Ltd (no longer approved here)

    FRN 311810

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Nov 2021)
    • CF10 Compliance Oversight (5 May 2017 to 8 Dec 2019)
  • C.J. COLEMAN & COMPANY LIMITED (no longer approved here)

    FRN 308201

    • CF29 Significant management (13 Jan 2010 to 22 Dec 2016)
    • CF1 Director (8 Jan 2010 to 15 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.