Date authorised
1 April 2013
Companies House
04518666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam James Charles Singer

    IRN AXS11108

    • CF1 Director (AR) (1 Feb 2019 to 23 Dec 2025)
  • Adam Seffens

    IRN AXS13279

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2021)
    • CF1 Director (15 Apr 2019 to 8 Dec 2019)
  • Andrew George Smith

    IRN AGS01087

    • CF1 Director (3 Jul 2012 to 21 Aug 2015)
  • Barry Collings

    IRN BXC01298

    • CF29 Significant management (1 Nov 2007 to 28 Jan 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 28 Jan 2011)
  • Brian Anthony King

    IRN BAK01028

    • CF2 Non Executive Director (2 Jul 2012 to 21 Aug 2015)
  • Claire Clough

    IRN CXC02216

    • CF1 Director (27 Jun 2016 to 13 Jun 2019)
  • Colin Richard Cunningham

    IRN CRC01115

    • CF1 Director (AR) (25 Nov 2022 to 25 Nov 2022)
    • SMF3 Executive Director (23 Nov 2021 to 25 Nov 2022)
  • Daniel John Lott

    IRN DJL01184

    • CF1 Director (AR) (21 Dec 2021 to 2 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2021)
    • Responsible for Insurance Distribution (11 Jul 2019 to 10 Feb 2021)
    • CF1 Director (11 Jul 2019 to 8 Dec 2019)
  • David Andrew Lawrence

    IRN DAL01138

    • CF29 Significant management (1 Nov 2007 to 9 Jul 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Jul 2012)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 9 Jul 2012)
    • CF3 Chief Executive (14 Jan 2005 to 9 Jul 2012)
  • Edward John Malbisse Beckwith

    IRN EJB01159

    • CF1 Director (AR) (19 Jan 2019 to 23 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.