Date authorised
1 April 2013
Companies House
04518666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Mountford

    IRN GXM00628

    • CF2 Non Executive Director (AR) (14 Feb 2024 to 1 Apr 2025)
  • Grant Ninnes

    IRN GXN20263

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2021)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • James Richard Fleming

    IRN JXF00135

    • CF1 Director (AR) (15 Jan 2021 to 1 Apr 2025)
  • Jason Hugh Collins

    IRN JHC01106

    • SMF9 Chair of the Governing Body (since 18 Oct 2024)
    • SMF3 Executive Director (since 18 Oct 2024)
    • Responsible for Insurance Distribution (18 Oct 2024 to 18 Dec 2025)
  • John Claffey

    IRN JXC01926

    • CF1 Director (6 Jul 2016 to 8 Jul 2019)
  • John Gerard Owens

    IRN JGO00014

    • CF2 Non Executive Director (24 Sep 2015 to 8 Jun 2016)
  • John Stanley Green

    IRN JSG01075

    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jul 2019)
    • CF3 Chief Executive (22 Oct 2010 to 15 Jul 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 15 Jul 2019)
  • John Sutton

    IRN JDS01157

    • CF2 Non Executive Director (10 Sep 2015 to 8 Jun 2016)
  • Jonathan Guy Sitwell

    IRN JXS16587

    • CF1 Director (AR) (28 Jan 2021 to 1 Apr 2025)
  • Karl Anthony Crawford

    IRN KAC01058

    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jul 2019)
    • CF1 Director (14 Jan 2005 to 15 Jul 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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