Date authorised
1 April 2013
Companies House
04518666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Cross

    IRN KAB01145

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2021)
    • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • Mayke Jolanda Magdalena Oosterbroek

    IRN MXO00209

    • CF1 Director (AR) (21 Oct 2022 to 14 Aug 2024)
  • Michael Sydney Wells

    IRN MSW01113

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Mar 2007)
    • CF1 Director (14 Jan 2005 to 15 Mar 2007)
    • CF3 Chief Executive (14 Jan 2005 to 15 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Mar 2007)
  • Neil Martin Clayton

    IRN NMC01052

    • CF1 Director (27 Jun 2016 to 15 Jul 2019)
  • Niels Gerben Nijhuis

    IRN NXN00093

    • CF1 Director (AR) (21 Oct 2022 to 14 Aug 2024)
  • Paul Antony Docwra Chapman

    IRN PAC01345

    • SMF3 Executive Director (since 1 Jan 2026)
  • Rachel Anna Hine

    IRN RXH00797

    • CF1 Director (AR) (9 Jan 2025 to 23 Dec 2025)
  • Richard Johnston

    IRN RXJ01166

    • SMF1 Chief Executive (since 2 Jan 2026)
    • Responsible for Insurance Distribution (since 18 Dec 2025)
    • SMF3 Executive Director (5 Dec 2024 to 2 Jan 2026)
  • Robert John Campbell

    IRN RJC01343

    • CF1 Director (31 Jan 2011 to 9 Jul 2012)
  • Simon Curtis

    IRN SXC01490

    • SMF3 Executive Director (30 Mar 2023 to 18 Oct 2024)
    • Responsible for Insurance Distribution (4 Mar 2022 to 18 Oct 2024)
    • CF1 Director (AR) (14 Jan 2021 to 20 Sep 2024)
    • SMF9 Chair of the Governing Body (4 Sep 2020 to 18 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.