Date authorised
1 April 2013
Companies House
04518666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Horsler

    IRN SXH02748

    • CF1 Director (AR) (8 Sep 2023 to 1 Apr 2025)
  • Thomas Francis Cartwright

    IRN TXC10865

    • CF1 Director (AR) (25 Jan 2019 to 23 Dec 2025)
  • Thomas John O'Shea

    IRN TXO14039

    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2020)
    • CF1 Director (21 May 2019 to 8 Dec 2019)
  • Timothy Thornhill

    IRN TXT00254

    • SMF3 Executive Director (since 2 Jan 2026)
  • Toby James Humphreys

    IRN TJH01112

    • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2020)
    • Responsible for Insurance Distribution (20 Nov 2019 to 22 Jul 2020)
    • CF2 Non Executive Director (24 Sep 2015 to 8 Jun 2016)
  • Trevor Anthony Darby

    IRN TAD01046

    • CF1 Director (15 Mar 2010 to 9 Jul 2012)
  • WILLIAM BEVAN

    IRN WXB15756

    • CF29 Significant management (20 Aug 2019 to 5 Dec 2019)
    • Responsible for Insurance Distribution (20 Aug 2019 to 5 Dec 2019)
  • William Goldstein

    IRN WXG01088

    • CF2 Non Executive Director (24 Sep 2015 to 19 Mar 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.