Corrie Bauckham Batts Limited

Date authorised
1 April 2013
Companies House
00157276
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Menzies LLP
    5th Floor, Hodge House
    114-116 St Mary Street
    Cardiff
    CF10 1DY
    UNITED KINGDOM
    Phone
    +442920495444

  • Complaints Contact

    Menzies LLP
    114-116 St. Mary Street
    Cardiff
    CF10 1DY
    UNITED KINGDOM
    Phone
    +442920495444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Beverley Ann Towers

    IRN BAT01037

    • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2022)
    • CF1 Director (18 Sep 2015 to 8 Dec 2019)
  • Christopher John Coleman

    IRN CXC01741

    • CF1 Director (17 Feb 2010 to 14 Aug 2015)
  • David Francis Fox

    IRN DFF01010

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2016)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 31 Mar 2016)
  • Derek John Perkins

    IRN DJP01239

    • CF1 Director (14 Jan 2005 to 31 Mar 2011)
  • Douglas Charles Bauckham

    IRN DCB01119

    • CF29 Significant management (1 Nov 2007 to 16 Jul 2017)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 16 Jul 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Jul 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 16 Jul 2017)
  • Gary Ward

    IRN GXW01317

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2022)
    • Responsible for Insurance Mediation (25 Sep 2017 to 30 Sep 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • George Edward Murray

    IRN GEM01049

    • CF1 Director (26 Jul 2010 to 13 Aug 2015)
  • Glen Johnson

    IRN GXJ01334

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (15 Sep 2017 to 8 Dec 2019)
  • Graham John Chambers

    IRN GJC01178

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (3 Nov 2015 to 8 Dec 2019)
  • James Peter Van-der Heiden

    IRN JPV01023

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (1 Mar 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.