Corrie Bauckham Batts Limited

Date authorised
1 April 2013
Companies House
00157276
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Menzies LLP
    5th Floor, Hodge House
    114-116 St Mary Street
    Cardiff
    CF10 1DY
    UNITED KINGDOM
    Phone
    +442920495444

  • Complaints Contact

    Menzies LLP
    114-116 St. Mary Street
    Cardiff
    CF10 1DY
    UNITED KINGDOM
    Phone
    +442920495444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Roy Bilby

    IRN KRB01067

    • CF8 Apportionment and Oversight (14 Jan 2005 to 18 Jul 2008)
  • Luke Edward Bauckham

    IRN LEB01047

    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Mar 2022)
    • CF3 Chief Executive (13 Dec 2018 to 8 Dec 2019)
    • CF1 Director (11 Feb 2013 to 8 Dec 2019)
  • Matthew James Loynton

    IRN MJL01360

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Michael Oliver Rose

    IRN MOR01019

    • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2022)
    • CF1 Director (9 Aug 2013 to 8 Dec 2019)
  • Michael Sydney Wells

    IRN MSW01113

    • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Jan 2020)
    • CF3 Chief Executive (19 Oct 2017 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Richard John Stephens

    IRN RJS01326

    • CF1 Director (14 Jan 2005 to 31 Jul 2015)
  • William Adrian Myhill Grint

    IRN WAG01020

    • CF1 Director (14 Jan 2005 to 31 May 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.