Michael Gerard Fordham

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanbridge Wealth Limited

    FRN 992297

    • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2024)
  • Platform One Limited (no longer approved here)

    FRN 542059

    • SMF3 Executive Director (22 Oct 2021 to 1 Nov 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Oct 2021)
    • CF10a CASS Oversight function (21 Aug 2017 to 14 Dec 2018)
    • CF11 Money Laundering Reporting (5 Jul 2011 to 5 Jul 2012)
    • CF10 Compliance Oversight (5 Jul 2011 to 5 Jul 2012)
    • CF3 Chief Executive (5 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2011 to 7 Jul 2011)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF1 Director (18 Oct 2005 to 31 Dec 2008)
    • CF17 Significant Mgt (Other Business Operations) (18 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.