Stanbridge Wealth Limited

• Principal Place of Business

  Stanbridge Wealth Limited

  Avebury House

  6 St. Peter Street

  Winchester

  Hampshire

  SO23 8BN

  UNITED KINGDOM

  Phone

  +442079935645

  Web

  https://www.stanbridge-wealth.co.uk

• Complaints Contact

  Stanbridge Wealth Limited

  Avebury House

  6 St. Peter Street

  Winchester

  Hampshire

  SO23 8BN

  UNITED KINGDOM

  Phone

  +442079935645

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Wayne Maximchuk

  IRN AWM01056

  • SMF10 Chair of the Risk Committee (since 9 Jan 2024)
• Doug Teesdale

  IRN DJT00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
  • Responsible for Insurance Distribution (since 9 Jan 2024)
  • SMF3 Executive Director (since 9 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2024)
• Lee Anthony Westley

  IRN LAW01066

  • [FCA CF] Client dealing (16 Jan 2024 to 31 May 2024)
  • [FCA CF] Functions requiring qualifications (16 Jan 2024 to 31 May 2024)
• Michael Gerard Fordham

  IRN MGF01023

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2024)
• Sam Fordham

  IRN SAF01141

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
  • SMF16 Compliance Oversight (since 9 Jan 2024)
  • SMF3 Executive Director (since 9 Jan 2024)
• Susan Jayne Sharley

  IRN SJS00124

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
  • [FCA CF] Client dealing (since 8 Apr 2024)

No changes recorded yet.