Sam Fordham

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanbridge Wealth Limited

    FRN 992297

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
    • [FCA CF] Client dealing (since 16 Jan 2024)
    • SMF16 Compliance Oversight (since 9 Jan 2024)
    • SMF3 Executive Director (since 9 Jan 2024)
  • Clear Solutions (Wealth and Tax Management) Ltd (no longer approved here)

    FRN 429206

    • CF30 Customer (30 Jul 2019 to 13 Dec 2020)
    • CF1 Director (AR) (26 Jul 2019 to 13 Dec 2020)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (18 May 2015 to 11 Jun 2015)
  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • CF30 Customer (1 May 2014 to 5 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.