Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 30 Sep 2025)
    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Significant management (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 1 Apr 2026)
    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Significant management (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Jan 2025)
    • [FCA CF] Significant management (since 27 Oct 2023)
    • [FCA CF] Manager of certification employee (since 27 Oct 2023)
    • [FCA CF] Material risk taker (since 27 Oct 2023)
    • [FCA CF] Client dealing (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 3 Mar 2022)
    • [FCA CF] Significant management (since 3 Mar 2022)
    • [FCA CF] Manager of certification employee (since 3 Mar 2022)
    • SMF18 Other Overall Responsibility (17 Jul 2019 to 3 Mar 2022)
    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Significant management (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Dec 2024 to 3 Mar 2025)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • [FCA CF] Manager of certification employee (1 Jul 2025 to 1 Apr 2026)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • [FCA CF] Manager of certification employee (1 Jul 2025 to 1 Apr 2026)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • Responsible for Insurance Mediation (11 Oct 2013 to 31 Dec 2015)
    • CF29 Significant management (1 Aug 2013 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.