Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Prudential Pensions Limited
FRN 110434
- SMF7 Group Entity Senior Manager (since 25 Jun 2022)
- [FCA CF] Significant management (10 Sep 2019 to 15 Feb 2023)
-
Investment Funds Direct Limited
FRN 114432
- SMF7 Group Entity Senior Manager (since 25 Jun 2022)
-
M&G Investment Management Limited
FRN 119328
- SMF7 Group Entity Senior Manager (since 25 Jun 2022)
- [FCA CF] Significant management (16 Jul 2020 to 15 Feb 2023)
-
The Prudential Assurance Company Limited
FRN 139793
- SMF7 Group Entity Senior Manager (since 25 Jun 2022)
- [FCA CF] Significant management (10 Sep 2019 to 15 Feb 2023)
-
Prudential Distribution Limited
FRN 194709
- SMF3 Executive Director (since 25 Jun 2022)
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF7 Group Entity Senior Manager (since 25 Jun 2022)
-
- [FCA CF] Material risk taker (since 6 Jan 2022)
-
M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 6 Jan 2022)
-
- Director of firm who is not a certification employee or a SMF manager (5 Jan 2021 to 24 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.