Matthew Brennan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited

    FRN 119223

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
  • Scottish Widows Unit Trust Managers Limited

    FRN 122129

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
  • SCOTTISH WIDOWS LIMITED

    FRN 181655

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
  • Lloyds Bank General Insurance Limited

    FRN 202091

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
  • St Andrew's Insurance Plc

    FRN 202932

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • SMF3 Executive Director (26 Mar 2024 to 16 Aug 2024)
    • [FCA CF] Significant management (27 Sep 2022 to 16 Aug 2024)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.