Mathew Humphrey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AMALGAMATED METAL TRADING LIMITED (no longer approved here)
FRN 113946
- CF22 Investment Adviser (Trainee) (7 Jul 2005 to 7 Dec 2005)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (28 Oct 2004 to 28 Dec 2004)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (12 Aug 2004 to 13 Oct 2004)
ICE Markets Limited (no longer approved here)
FRN 211326
- CF26 Customer Trading (12 Feb 2003 to 25 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.