ICE Markets Limited

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Bir Singh Gill

  IRN ABG01041

  • CF1 Director (29 Dec 2011 to 4 Sep 2014)
  • CF30 Customer (29 Dec 2011 to 4 Sep 2014)
• Alan Newman

  IRN APN01027

  • CF26 Customer Trading (20 Jan 2003 to 4 Sep 2003)
• Alexander Oliver Cuchet

  IRN AOC01001

  • CF26 Customer Trading (12 Mar 2003 to 24 Dec 2003)
• Andrew James Surdykowski

  IRN AXS10434

  • CF2 Non Executive Director (13 Mar 2019 to 8 Dec 2019)
• Andrew Mark Dodd

  IRN AMD01130

  • CF30 Customer (1 Nov 2007 to 5 Feb 2010)
  • CF26 Customer Trading (30 Sep 2005 to 31 Oct 2007)
• Becky-Robyn Stennett

  IRN BXS01388

  • CF30 Customer (1 Nov 2007 to 3 Apr 2008)
  • CF26 Customer Trading (16 Oct 2004 to 31 Oct 2007)
• Catherine O'Connor

  IRN CXO01124

  • CF10 Compliance Oversight (5 Dec 2013 to 2 Nov 2016)
  • CF11 Money Laundering Reporting (5 Dec 2013 to 2 Nov 2016)
• Charles Joseph Adamson

  IRN CJA01116

  • CF30 Customer (1 Nov 2007 to 26 Apr 2013)
  • CF26 Customer Trading (10 Nov 2005 to 31 Oct 2007)
• Christopher James Mingay

  IRN CJM01256

  • CF26 Customer Trading (21 Jul 2003 to 17 Sep 2007)
• Christopher Robert Millward

  IRN CRM01063

  • CF26 Customer Trading (21 Jul 2003 to 17 Dec 2003)

No changes recorded yet.