ICE Markets Limited

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Claire Wright

  IRN CLW01090

  • CF28 Systems and controls (29 Dec 2009 to 1 May 2015)
• Clive Pieter De Ruig

  IRN CPD01056

  • CF1 Director (10 Jul 2013 to 22 Jun 2018)
• David Anthony Nevin

  IRN DAN01052

  • [FCA CF] Material risk taker (17 Mar 2021 to 30 Jun 2021)
  • [FCA CF] Significant management (17 Mar 2021 to 30 Jun 2021)
  • CF28 Systems and controls (23 Mar 2017 to 8 Dec 2019)
• David John Hewitt

  IRN DJH01312

  • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
  • CF26 Customer Trading (20 Jan 2003 to 31 Oct 2007)
• David John Peniket

  IRN DJP01326

  • CF2 Non Executive Director (12 Oct 2015 to 9 Nov 2017)
• Deborah Mary Pratt

  IRN DMP01055

  • CF30 Customer (1 Nov 2007 to 23 Feb 2016)
  • CF26 Customer Trading (1 Sep 2005 to 31 Oct 2007)
• Duncan Ellis Moyle

  IRN DEM01089

  • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
  • CF29 Significant management (5 Oct 2017 to 8 Dec 2019)
  • CF1 Director (5 Oct 2017 to 8 Dec 2019)
• Elene Khatsava

  IRN EXK01149

  • CF30 Customer (30 May 2014 to 23 Feb 2016)
• Gordon Scott Bennett

  IRN GSB01057

  • CF1 Director (7 Oct 2015 to 5 Jul 2018)
• Ian David Springle

  IRN IXS00004

  • SMF3 Executive Director (since 30 Oct 2020)

No changes recorded yet.