ICE Markets Limited

Date authorised
1 April 2013
Companies House
04346409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, Sancroft Rose Street
    Paternoster Square
    London
    EC4M 7DQ
    UNITED KINGDOM
    Phone
    +4402070657700

  • Complaints Contact

    2nd Floor, Sancroft Rose Street
    Paternoster Square
    London
    EC4M 7DQ
    UNITED KINGDOM
    Phone
    +4402070501068

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isabella Anna Kurek-Smith

    IRN IAK01019

    • CF26 Customer Trading (20 Jan 2003 to 12 Mar 2004)
  • James David Sams

    IRN JDS01150

    • CF26 Customer Trading (20 Jan 2003 to 4 Mar 2003)
  • James Kim Zang

    IRN JKZ01000

    • CF26 Customer Trading (20 Jan 2003 to 3 Oct 2003)
  • James Michael Falvey

    IRN JMF01105

    • CF8 Apportionment and Oversight (24 Nov 2003 to 31 Jan 2004)
    • CF1 Director (24 Nov 2003 to 31 Jan 2004)
    • CF3 Chief Executive (24 Nov 2003 to 31 Jan 2004)
  • Jason William Gard

    IRN JWG01047

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (10 May 2005 to 30 Apr 2009)
    • CF26 Customer Trading (10 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (10 May 2005 to 30 Apr 2009)
    • CF8 Apportionment and Oversight (10 May 2005 to 31 Oct 2007)
  • Jeff Barbuto

    IRN JXB00015

    • SMF3 Executive Director (since 30 Oct 2020)
  • Jeffrey Craig Sprecher

    IRN JCS01142

    • CF2 Non Executive Director (20 Jan 2003 to 29 Sep 2015)
  • Jeffrey Eilen

    IRN JXE01505

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Feb 2026)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
  • Johnathan Huston Short

    IRN JHS01087

    • CF2 Non Executive Director (21 Oct 2015 to 3 Jan 2019)
    • CF11 Money Laundering Reporting (11 Aug 2004 to 9 Mar 2007)
    • CF10 Compliance Oversight (11 Aug 2004 to 9 Mar 2007)
  • Katherine Bell

    IRN KXB00439

    • SMF3 Executive Director (since 16 Feb 2023)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.