ICE Markets Limited

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Laurence Turpin

  IRN LXT00125

  • [FCA CF] Significant management (30 Jun 2021 to 28 Feb 2025)
  • [FCA CF] Material risk taker (30 Jun 2021 to 28 Feb 2025)
• Liam Richard Vincent Conway

  IRN LRC01037

  • CF28 Systems and controls (30 Jun 2015 to 13 Apr 2017)
• Lucy Alexandra Campbell

  IRN LAC01069

  • CF26 Customer Trading (4 Jul 2005 to 1 Nov 2005)
• Mark Rowe

  IRN MXR01110

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2026)
  • SMF16 Compliance Oversight (since 11 Feb 2026)
• Mark Woodward

  IRN MXW01739

  • CF11 Money Laundering Reporting (16 Mar 2007 to 1 May 2009)
  • CF10 Compliance Oversight (16 Mar 2007 to 1 May 2009)
• Marshall Allen Nicholson

  IRN MXN09806

  • SMF3 Executive Director (9 Dec 2019 to 5 Mar 2020)
  • CF1 Director (18 Jan 2019 to 8 Dec 2019)
  • CF29 Significant management (18 Jan 2019 to 8 Dec 2019)
• Martin Wadhwani

  IRN MXW01847

  • CF30 Customer (3 Jul 2009 to 26 Oct 2011)
  • CF1 Director (22 Jun 2009 to 26 Oct 2011)
  • CF3 Chief Executive (22 Jun 2009 to 26 Oct 2011)
• Mathew Humphrey

  IRN MAH01202

  • CF26 Customer Trading (12 Feb 2003 to 25 Apr 2003)
• Matthew John Hill

  IRN MJH01479

  • CF11 Money Laundering Reporting (18 May 2011 to 30 Sep 2013)
  • CF10 Compliance Oversight (18 May 2011 to 30 Sep 2013)
• Nicholas Roland Livingstone

  IRN NRL01030

  • CF26 Customer Trading (20 Jan 2003 to 14 Apr 2003)

No changes recorded yet.