ICE Markets Limited

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Niteen Sharma

  IRN NXS01154

  • CF10 Compliance Oversight (1 May 2009 to 13 May 2011)
  • CF11 Money Laundering Reporting (1 May 2009 to 13 May 2011)
• Pier Angela Johnson

  IRN PAJ01080

  • CF26 Customer Trading (20 Jan 2003 to 8 Mar 2007)
• Rafael Pirutinsky

  IRN RXP01382

  • CF26 Customer Trading (20 Nov 2003 to 17 Nov 2004)
• Raymond Kahn

  IRN RXK02092

  • CF1 Director (4 Oct 2017 to 1 Dec 2018)
  • CF29 Significant management (4 Oct 2017 to 1 Dec 2018)
• Robert James Laorno

  IRN RXL00302

  • [FCA CF] Significant management (since 18 Oct 2022)
  • [FCA CF] Material risk taker (since 18 Oct 2022)
• Robert Paul Reid

  IRN RPR01042

  • CF2 Non Executive Director (20 Jan 2003 to 29 Sep 2015)
• Robin Hedley Basford

  IRN RHB01056

  • CF26 Customer Trading (20 Jan 2003 to 20 Jan 2003)
• Samuel Arnold-Forster

  IRN SXA01415

  • CF26 Customer Trading (8 Apr 2004 to 11 May 2004)
• Scott Hill

  IRN SXH02645

  • CF2 Non Executive Director (23 Sep 2015 to 8 Dec 2019)
• Stephanie Trabia

  IRN SXT01261

  • CF8 Apportionment and Oversight (2 Mar 2004 to 23 Mar 2005)
  • CF26 Customer Trading (2 Mar 2004 to 15 Sep 2005)
  • CF3 Chief Executive (2 Mar 2004 to 23 Mar 2005)
  • CF1 Director (20 Jan 2003 to 15 Sep 2005)
  • CF10 Compliance Oversight (20 Jan 2003 to 1 Nov 2003)
  • CF11 Money Laundering Reporting (20 Jan 2003 to 1 Nov 2003)

No changes recorded yet.