Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Client dealing (30 Oct 2023 to 22 Aug 2025)
    • [FCA CF] Material risk taker (30 Oct 2023 to 22 Aug 2025)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Jan 2020)
    • [FCA CF] Client dealing (14 Jun 2017 to 31 Jan 2020)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
  • ICE Markets Limited (no longer approved here)

    FRN 211326

    • CF26 Customer Trading (20 Jan 2003 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.