ICE Markets Limited

Date authorised
1 April 2013
Companies House
04346409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, Sancroft Rose Street
    Paternoster Square
    London
    EC4M 7DQ
    UNITED KINGDOM
    Phone
    +4402070657700

  • Complaints Contact

    2nd Floor, Sancroft Rose Street
    Paternoster Square
    London
    EC4M 7DQ
    UNITED KINGDOM
    Phone
    +4402070501068

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Williams

    IRN SXW02310

    • CF2 Non Executive Director (5 Dec 2017 to 8 Dec 2019)
  • Thomas Norman

    IRN TXN00135

    • [FCA CF] Material risk taker (since 3 Mar 2025)
    • [FCA CF] Significant management (since 3 Mar 2025)
  • Tracey Lynne Miller

    IRN TLM01010

    • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
    • CF26 Customer Trading (15 Nov 2005 to 31 Oct 2007)
  • Zoe Isobel Stewart Christie

    IRN ZIC01000

    • CF26 Customer Trading (20 Jan 2003 to 25 May 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.