Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF26 Customer Trading (2 Mar 2004 to 15 Sep 2005)
- CF3 Chief Executive (2 Mar 2004 to 23 Mar 2005)
- CF8 Apportionment and Oversight (2 Mar 2004 to 23 Mar 2005)
- CF1 Director (20 Jan 2003 to 15 Sep 2005)
- CF10 Compliance Oversight (20 Jan 2003 to 1 Nov 2003)
- CF11 Money Laundering Reporting (20 Jan 2003 to 1 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.