Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF4 Partner (AR) (11 Nov 2014 to 22 Sep 2023)
    • CF30 Customer (17 Jun 2009 to 22 Sep 2023)
  • ICE Markets Limited (no longer approved here)

    FRN 211326

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (10 May 2005 to 30 Apr 2009)
    • CF8 Apportionment and Oversight (10 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (10 May 2005 to 30 Apr 2009)
    • CF26 Customer Trading (10 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.