Mary Teresa Buckley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investment Funds Direct Limited (no longer approved here)
FRN 114432
- SMF5 Head of Internal Audit (30 Dec 2020 to 30 Nov 2021)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- [FCA CF] Significant management (28 Apr 2020 to 27 Dec 2021)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- [FCA CF] Significant management (28 Apr 2020 to 27 Dec 2021)
VTB Capital plc (no longer approved here)
FRN 144003
- SMF5 Head of Internal Audit (7 Mar 2016 to 20 Mar 2017)
- CF28 Systems and controls (22 Sep 2001 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.