Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (25 Apr 2017 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (25 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (16 Nov 2015 to 23 Feb 2017)
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- (10)Employed By (16 Nov 2015 to 23 Feb 2017)
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- CF30 Customer (16 Sep 2014 to 27 Aug 2015)
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- CF30 Customer (23 Sep 2013 to 28 Nov 2013)
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- CF30 Customer (1 Nov 2007 to 5 Feb 2008)
- CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.